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Shaun Searle

27 Years of Experience
Ponca City, OK
1 DisclosureBroker

Shaun Searle is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Ponca City, OK, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

102 S 5th Street, Ponca City, OK, 74601

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2001
Settled
Other Business Activities

Shaun is a member of Rusty Gate Farms LLC, an agricultural business, dedicating a few hours per week. He also manages Searle Properties LLC, a rental real estate business, spending minimal time on it.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2012 - Present · 13 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2012 - Present · 13 yrs 7 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
July 2006 - October 2012 · 6 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2006 - October 2012 · 6 yrs 3 mos
Morgan Stanley
August 2001 - July 2006 · 4 yrs 11 mos
Morgan Stanley Dw INC.Broker
July 2001 - July 2006 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1998 - July 2001 · 2 yrs 10 mos
State Registrations21 states
ARAZCACOCTGAILINKSKYMIMNMONCNHNMOKORPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Shaun Searle - Financial Advisor | TrueAdvisor