CFP

Richard White

27 Years of Experience

Newport Beach, CA

1 DisclosureBrokerSells Insurance

Richard White is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Newport Beach, CA, with 27 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Cetera Investment Advisers LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

10345 advisors

IM Fee

Planning only

Assets Under Management

$163.8B

Location

23 Corporate Plaza Dr., Suite 150, Newport Beach, CA, 92660

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2005

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Richard is involved in tax preparation and accounting services, dedicating nearly full-time hours to this activity. Additionally, Richard sells insurance products through Avantax, dedicating minimal time to this.

Employment History

Current Registrations

Cetera Investment Advisers LLC

September 2025 - Present · 1 yr

Cetera Wealth Services, LLCBroker

September 2025 - Present · 1 yr

Previous Registrations

Avantax Advisory Services

November 1998 - September 2025 · 26 yrs 10 mos

Avantax Investment Services, INC.Broker

October 1998 - September 2025 · 26 yrs 11 mos

State Registrations6 states

ARCAHITXUTWA

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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