RW
CFP
RW
CFP
Richard White
27 Years of Experience
Newport Beach, CA
1 DisclosureBrokerSells Insurance
Richard White is a CFP-designated registered investment advisor, based in Newport Beach, CA, with 27 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold.
Location
23 Corporate Plaza Dr., Suite 150, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2005Settled
Other Business ActivitiesSells Insurance
Richard is involved in tax preparation and accounting services, dedicating nearly full-time hours to this activity. Additionally, Richard sells insurance products through Avantax, dedicating minimal time to this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 1 yr 1 mo
Cetera Wealth Services, LLCBroker
September 2025 - Present · 1 yr 1 mo
Previous Registrations
Avantax Advisory Services
November 1998 - September 2025 · 26 yrs 10 mos
Avantax Investment Services, INC.Broker
October 1998 - September 2025 · 26 yrs 11 mos
State Registrations6 states
ARCAHITXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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