John Cocke is a registered investment advisor at Kairos Asset Advisory, LLC, based in Mobile, AL, with 17 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 23 clients with $19M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
In certain cases, an investment management fee lower or higher than the annual fee shown above may be negotiated. The minimum annual fee is $1,000.00; but all fees are subject to negotiation.
Fee Estimator
Location
1055 Dauphin Street, Mobile, AL, 36604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is the part-time CFO of Lagniappe Marketing & Strategic Design, his wife's business, and receives no pay. He also co-owns JACO Capital, LLC with his wife, a real estate holding company, and spends no time on this during trading hours.
Employment History
Current Registrations
Kairos Asset Advisory, LLC
Previous Registrations
Kairos Asset Advisory, LLC
Kairos Asset Management, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.