Beth Oakes
Beth Oakes is a registered investment advisor at Wells Fargo Advisors, based in St. Louis, MO, with 20 years of industry experience. Beth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
One North Jefferson Avenue, Mail Code: H0004-05G, St. Louis, MO, 63103
Get directionsHistory
Regulatory History (2)
Judgment / Lien
January 2026Judgment / Lien
April 2018Other Business Activities
Beth is a non-practicing licensed attorney, and this activity is not investment-related.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Moneta Group Investment Advisors, LLC
Saxony Capital Management, LLC
Saxony Securities, INC.Broker
Lasalle St Securities, L.L.C.Broker
Lasalle St Securities, L.L.C.Broker
Eisner Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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