SG
SG
Steven Griffith
27 Years of Experience
Mattaspoisett, MA
1 DisclosureBrokerSells Insurance
Steven Griffith is a registered investment advisor at Cetera Investment Advisers LLC, based in Mattaspoisett, MA, with 27 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
7 Henshaw Road, Mattaspoisett, MA, 02739
Get directionsHistory
Regulatory History (1)
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Criminal
August 1995Final Disposition
Other Business ActivitiesSells Insurance
Steven sells fixed life, disability, and long-term care insurance, as well as fixed annuities. He also works as a financial advisor providing wealth management services for Public Employees Educational Retirement Services, Inc.
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2015 - Present · 11 yrs 4 mos
Cetera Financial Specialists LLCBroker
April 2014 - Present · 12 yrs 1 mo
Previous Registrations
NFP Securities, INC.Broker
February 2005 - April 2014 · 9 yrs 2 mos
New England SecuritiesBroker
October 2001 - March 2005 · 3 yrs 5 mos
Mutual of Omaha Investor Services, INC.Broker
October 1998 - October 2001 · 3 yrs
State Registrations8 states
FLMAMDMENHNVORRI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.