Robert Klein
Robert Klein is a registered investment advisor at Cetera Investment Advisers LLC, based in White Plains, NY, with 27 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
White Plains, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert sells fixed insurance products, including life, disability, health, annuities, long-term care, and Medicare supplement plans. He also owns a tax preparation business, offers mortgage loans, works as a strategist for long-term care and Medicare planning, and is a partner in a health cost forecasting business, and participates in senior networking groups.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Investors Capital Advisory
Investors Capital CORP.Broker
Ryan Beck & CO.Broker
Gruntal & CO., L.L.C.Broker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations9 states
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