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Daniel Hatfield

Commonwealth Financial Network
28 Years of Experience
Westerville, OH
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Daniel Hatfield is a registered investment advisor at Commonwealth Financial Network, based in Westerville, OH, with 28 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

470 Olde Worthington Road, Suite 200, Westerville, OH, 43082

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2006
Denied
Customer Dispute
July 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel is involved in fixed insurance sales and is a 50% owner of Ranney-Hatfield, LLC, an entity created to run a securities practice. Both activities are investment-related.

Employment History
Current Registrations
Commonwealth Financial Network
May 2009 - Present · 17 yrs 5 mos
Commonwealth Financial Network
May 2009 - Present · 17 yrs 5 mos
Commonwealth Financial NetworkBroker
May 2009 - Present · 17 yrs 5 mos
Previous Registrations
Citigroup Global Markets INC.
October 2004 - May 2009 · 4 yrs 7 mos
Citigroup Global Markets INC.Broker
October 2004 - May 2009 · 4 yrs 7 mos
Edward Jones
April 2004 - October 2004 · 6 mos
Edward JonesBroker
September 1998 - October 2004 · 6 yrs 1 mo
State Registrations3 states
ALFLOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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