Yale Bock is a CFA-designated registered investment advisor at Yh&c Investments INC., based in Las Vegas, NV, with 22 years of industry experience. Yale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 29 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $2.5M | 0.75% |
| $2.5M+ | 0.50% |
Fees are negotiable depending on client tenure and relationship with Yale Bock. Fees will not exceed 3% of total assets under management per year.
Fee Estimator
Location
2230 Paradise, Las Vegas, NV, 89104
Get directionsHistory
Regulatory History (1)
Regulatory
October 2017Other Business Activities
Yale works as a treasurer and manager at John's Loan and Jewelry and Ace Loan Company, a short-term secured lending business, dedicating full-time hours. Yale devotes about 10-20% of their time to the advisory business.
Employment History
Current Registrations
Yh&c Investments INC.
Previous Registrations
Fortis Investors, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.