Shawn Sabau
Shawn Sabau is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Crown Point, IN, with 27 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
10550 Broadway, Crown Point, IN, 46307
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Shawn is the owner and managing partner of 1840 LLC, a holding company created to hold investments in other businesses, dedicating minimal time. He also serves on the board of directors for both the Starck and Van Til Employee Sponsored Assistance Plan and the Starck and Van Til Charitable Foundation, spending minimal time on each.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
City Securities CorporationBroker
City Securities Corporation
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc One Securities CorporationBroker
Fortis Investors, INC.Broker
State Registrations25 states
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