Dale Austin
Dale Austin is a registered investment advisor at Osaic Wealth, INC., based in Trafford, PA, with 20 years of industry experience. Dale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
901 7th Street, Trafford, PA, 15085
Get directionsHistory
Regulatory History (2)
Judgment / Lien
October 2011Criminal
December 2010Other Business ActivitiesSells Insurance
Dale sells fixed and immediate annuities through GBU Financial and offers fixed annuities and fixed insurance through Service Financial Group. Dale also operates Service Wealth Management as a DBA for his financial advisory business, offering various investment vehicles, life insurance, and annuities, taking nearly full-time hours.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Mony Securities CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.