EK
EK

Eric King

26 Years of Experience
Huntsville, AL
Broker

Eric King is a registered investment advisor at LPL Financial LLC, based in Huntsville, AL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

303 Williams Ave SW Ste 711, Huntsville, AL, 35801

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Eric operates his LPL business through Russell Financial Advisors LLC. He also works as a substitute referee for the City of Arab, owns K&K Farms, and Kings Outdoor Life, and is a notary, dedicating minimal time to each of these activities.

Employment History
Current Registrations
LPL Financial LLC
October 2017 - Present · 8 yrs 7 mos
LPL Financial LLCBroker
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
Cetera Investment Advisers LLC
January 2014 - September 2017 · 3 yrs 8 mos
Cetera Investment Services LLCBroker
July 2013 - September 2017 · 4 yrs 2 mos
Cetera Investment Services LLC
June 2013 - January 2014 · 7 mos
Morgan Keegan & Company, INC.
February 2007 - March 2012 · 5 yrs 1 mo
Morgan Keegan & Company, INC.Broker
February 2007 - March 2012 · 5 yrs 1 mo
Amsouth Investment Services, INC.Broker
May 2005 - February 2007 · 1 yr 9 mos
Amsouth Investment Management Company LLC
May 2005 - February 2007 · 1 yr 9 mos
Southtrust Securities, LLCBroker
January 2003 - March 2005 · 2 yrs 2 mos
Southtrust Securities, INC.
October 2002 - January 2003 · 3 mos
Lincoln Financial Advisors Corporation
April 2000 - October 2002 · 2 yrs 6 mos
Lincoln Financial Advisors CorporationBroker
September 1998 - October 2002 · 4 yrs 1 mo
The Lincoln National Life Insurance CompanyBroker
September 1998 - October 2002 · 4 yrs 1 mo
State Registrations6 states
ALFLNCOHTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.