SS
SS
Susan Spangler
26 Years of Experience
Broomfield, CO
Broker
Susan Spangler is a registered investment advisor at Cetera Investment Advisers LLC, based in Broomfield, CO, with 26 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
6363 W. 120th Ave Ste 201, Broomfield, CO, 80020
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
April 2012 - Present · 14 yrs 1 mo
Previous Registrations
Cambridge Investment Research, INC.Broker
July 2011 - April 2012 · 9 mos
Cambridge Investment Research Advisors, INC.
July 2011 - April 2012 · 9 mos
Raymond James & Associates, INC.Broker
April 2009 - July 2011 · 2 yrs 3 mos
Raymond James & Associates, INC.
April 2009 - July 2011 · 2 yrs 3 mos
Ameriprise Advisor Services, INC.
January 2007 - February 2009 · 2 yrs 1 mo
Ameriprise Advisor Services, INC.Broker
January 2007 - February 2009 · 2 yrs 1 mo
A. G. Edwards & Sons, INC.
October 2005 - June 2006 · 8 mos
A. G. Edwards & Sons, INC.Broker
October 1998 - June 2006 · 7 yrs 8 mos
State Registrations1 state
CO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.