Joseph Locke is a ChFC-designated registered investment advisor at Cibc Private Wealth Advisors, INC., based in Chicago, IL, with 26 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth. Their firm serves 10,045 clients with $61B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Schedule is for new accounts with equity and balanced portfolios. Minimum annual fee of $10,000. Fees may be negotiable. Other schedules exist for fixed income and cash portfolios.
Fee Estimator
Location
181 W. Madison St, 35th Floor, Chicago, IL, 60602-4690
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph serves as the Successor Trustee for the Mary Alice Dixon Trust and the Russell A Dixon Trust, both established in 1996. He is responsible for disbursing the assets of the trusts to the beneficiaries according to the trust instructions.
Employment History
Current Registrations
Cibc Private Wealth Advisors, INC.
Previous Registrations
Geneva Advisors, LLC
Joseph J. Locke & Company, LTD.
State Registrations3 states
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