Karey Casto is a registered investment advisor, based in Lawrence, KS, with 22 years of industry experience.
Location
3705 Clinton Pkwy, Suite 200, Lawrence, KS, 66047
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Aw SecuritiesBroker
April 2023 - Present · 3 yrs 5 mos
Aw Securities
April 2023 - Present · 3 yrs 5 mos
Allworth Financial, L.P.
April 2023 - Present · 3 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2009 - April 2023 · 13 yrs 11 mos
Affinity Financial Advisors
October 2007 - October 2023 · 16 yrs
Cetera Advisor Networks LLCBroker
October 2005 - April 2023 · 17 yrs 6 mos
Blue Vase Securities, LLCBroker
January 2004 - October 2005 · 1 yr 9 mos
State Registrations2 states
CAKS
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.