RP
RP

Ray Pfleuger

27 Years of Experience
Melbourne, FL
Broker

Ray Pfleuger is a registered investment advisor at Wells Fargo Advisors, based in Melbourne, FL, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

3101 Casabella Pl, Melbourne, FL, 32940

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ray owns rental property in Orlando and has 100% ownership of RCP Financial Services, LLC. He also has 25% ownership of Blue Wave Wealth Management LLC, dedicating nearly full-time hours to RCP Financial Services and significantly more than full-time hours to Blue Wave Wealth Management LLC, and serves as power of attorney for his mother.

Employment History
Current Registrations
Wells Fargo Advisors
December 2022 - Present · 3 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
December 2022 - Present · 3 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - December 2022 · 14 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - December 2022 · 14 yrs 11 mos
A. G. Edwards & Sons, INC.
October 1998 - January 2008 · 9 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
October 1998 - January 2008 · 9 yrs 3 mos
State Registrations34 states
ALAZCACOCTFLGAILINKSKYLAMAMDMEMNMONCNENHNJNVNYOHORPARISCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.