Daniel Roach is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 24 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.
Location
333 West Wacker Drive, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Daniel is a passive partial owner of Bahn Mi, LLC since 2012. He devotes minimal time to this activity, which is not investment-related.
Employment History
Current Registrations
Nuveen Asset Management, LLC
Nuveen Securities, LLC
Nuveen Securities, LLCBroker
Previous Registrations
Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
First Clearing, LLCBroker
State Registrations2 states
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