Timothy Fulton is a registered investment advisor at LPL Financial LLC, based in Yarmouth, ME, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
50 Forest Falls Drive Suite 1, Yarmouth, ME, 04096
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Timothy is a notary public providing notary services, mostly within his office. He also operates under the DBAs Connolly Financial Services and Connolly Fulton Financial Services for his LPL business, dedicating about a quarter of his time and full-time respectively during securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Royal Alliance Associates, INC.Broker
Adp Broker-Dealer, INC.Broker
Putnam Retail Management Limited PartnershipBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.