Norman Cone
Norman Cone is a registered investment advisor at Osaic Wealth, INC., based in Shreveport, LA, with 24 years of industry experience. Norman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
610 Marshall Street, Suite 615, Shreveport, LA, 71101
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
August 2019Other Business ActivitiesSells Insurance
Norman works as a business consultant with the Louisiana Small Business Development Center, dedicating about a quarter of his time to advising small business owners. He also operates as a sole proprietor, addressing clients' insurance needs, including long-term care, fixed insurance, and fixed annuities, which takes minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Oneamerica Securities, INC.Broker
Invest Financial CorporationBroker
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
Nylife Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.