Gregory Poleon
Gregory Poleon is a registered investment advisor at Osaic Wealth, INC., based in Williamsville, NY, with 27 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6024 Main St, Williamsville, NY, 14221
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2004Customer Dispute
June 2002Other Business Activities
Gregory owns rental property, works as a pharmacist, and owns Poleon Comprehensive Wealth Management LLC, an asset management company. He is also involved with LE3 Inc, a non-profit education program, and owns an office building through WNY Pharmacy Specialist LLC.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Salomon Smith Barney INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.