LL
CFP
LL
CFP

Laurence Lof

54 Years of Experience
Tucson, AZ
2 DisclosuresBrokerSells Insurance

Laurence Lof is a CFP-designated registered investment advisor, based in Tucson, AZ, with 54 years of industry experience.

Location

4757 E Camp Lowell Dr, Tucson, AZ, 85712

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2012
Denied
Regulatory
December 2004
Final
Other Business ActivitiesSells Insurance

Laurence sells fixed insurance products through various independent insurance companies as an owner/agent of LOF Lopez & Associates LLC, spending a few hours per week. He also owns LOF LLC, renting a building to his financial planning practice, and is involved with Laurence Lof Financial Advisors, LLC as the owner.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
January 2026 - Present · 6 mos
Cambridge Investment Research Advisors, INC.
January 2026 - Present · 6 mos
Previous Registrations
Kestra Investment Services, LLCBroker
September 2025 - December 2025 · 3 mos
Kestra Advisory Services, LLC
September 2025 - December 2025 · 3 mos
Cambridge Investment Research Advisors, INC.
February 2014 - October 2025 · 11 yrs 8 mos
Cambridge Investment Research, INC.Broker
August 2007 - October 2025 · 18 yrs 2 mos
Lof Lopez & Associates, LLC
July 2007 - May 2014 · 6 yrs 10 mos
Linsco/private Ledger CORP.
June 1998 - August 2007 · 9 yrs 2 mos
Linsco/private Ledger CORP.Broker
October 1997 - August 2007 · 9 yrs 10 mos
Transamerica Securities Sales CorporationBroker
March 1987 - July 1995 · 8 yrs 4 mos
Transamerica Financial Resources, INC.Broker
May 1985 - October 1997 · 12 yrs 5 mos
Uslife Equity Sales CORP.Broker
May 1979 - April 1985 · 5 yrs 11 mos
Uslife Equity Sales CORPBroker
May 1971 - May 1979 · 8 yrs
State Registrations15 states
AZCACOFLIDILMIMTNMOHORPATXWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Laurence Lof - Financial Advisor | TrueAdvisor