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Rebecca Li-Huang

20 Years of Experience
West Conshohocken, PA
Broker

Rebecca Li-Huang is a registered investment advisor at Morgan Stanley, based in West Conshohocken, PA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

100 Front Street, Suite 600, West Conshohocken, PA, 19428

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rebecca co-owns rental property in Berkeley, CA. She is also an author, having published a memoir and worked with Oxford University Press USA.

Employment History
Current Registrations
Morgan StanleyBroker
May 2022 - Present · 4 yrs
Morgan Stanley
May 2022 - Present · 4 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2018 - May 2022 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2018 - May 2022 · 3 yrs 7 mos
Hsbc Securities (USA) INC.
April 2017 - November 2018 · 1 yr 7 mos
Hsbc Securities (USA) INC.Broker
April 2017 - November 2018 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2005 - February 2015 · 9 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2005 - February 2015 · 9 yrs 8 mos
Lehman Brothers INC.Broker
December 1998 - March 2001 · 2 yrs 3 mos
State Registrations9 states
CACOFLILMANJNVNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rebecca Li-Huang - Financial Advisor | TrueAdvisor