TL
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Trevor Leidy
23 Years of Experience
Bismarck, ND
1 Disclosure
Trevor Leidy is a registered investment advisor at Dakota Wealth Advisors LLC, based in Bismarck, ND, with 23 years of industry experience. Trevor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 11 clients with $1.5M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
11 clients
Average Client Portfolio
$135K average
Assets Under Management
$1.5M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1M+ | 1.20% |
Fees may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1929 N Washington St M1, Bismarck, ND, 58501
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2008Denied
Employment History
Current Registrations
Dakota Wealth Advisors LLC
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Gradient Advisors, LLC
September 2019 - December 2021 · 2 yrs 3 mos
Prudential Financial Planning Services
June 2018 - June 2018 · 0 mos
Pruco Securities, LLC.Broker
April 2018 - June 2018 · 2 mos
Capital Financial Services, INC.
January 2018 - April 2018 · 3 mos
Capital Financial Services, INC.Broker
January 2018 - April 2018 · 3 mos
Investment Centers of America, INC.
October 2015 - September 2017 · 1 yr 11 mos
Investment Centers of America, INC.Broker
October 2015 - September 2017 · 1 yr 11 mos
Securities America Advisors, INC.
September 2012 - November 2015 · 3 yrs 2 mos
Securities America, INC.Broker
September 2012 - November 2015 · 3 yrs 2 mos
Novodyn Advisors LLC
July 2012 - September 2012 · 2 mos
Investment Centers of America, INC.
November 2006 - March 2012 · 5 yrs 4 mos
Investment Centers of America, INC.Broker
October 2006 - March 2012 · 5 yrs 5 mos
Invest Financial CorporationBroker
October 2003 - May 2005 · 1 yr 7 mos
Wells Fargo Investments, LLCBroker
November 2000 - October 2003 · 2 yrs 11 mos
Wells Fargo Brokerage Services, L.L.C.Broker
June 2000 - December 2000 · 6 mos
Wells Fargo Securities INC.Broker
June 2000 - April 2001 · 10 mos
Dean Witter Reynolds INC.Broker
June 1999 - May 2000 · 11 mos
State Registrations1 state
ND
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.