Carmen Vasquez is a registered investment advisor at Morgan Stanley, based in Plantation, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1200 South Pine Island Road, Suite 800, Plantation, FL, 33324
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
April 2021 - Present · 5 yrs 1 mo
Morgan StanleyBroker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2019 - March 2021 · 2 yrs
Wells Fargo Clearing Services, LLCBroker
March 2019 - March 2021 · 2 yrs
Insight Securities, INC.
January 2016 - December 2018 · 2 yrs 11 mos
Insight Securities, INC.Broker
October 2015 - December 2018 · 3 yrs 2 mos
Citigroup Global Markets INC.
August 2007 - November 2014 · 7 yrs 3 mos
Citigroup Global Markets INC.Broker
August 2007 - November 2014 · 7 yrs 3 mos
Bnp Paribas Investment Services, LLCBroker
October 2006 - July 2007 · 9 mos
Banc of America Investment Services, INC.
September 2003 - October 2006 · 3 yrs 1 mo
Banc of America Investment Services, INC.Broker
February 1999 - October 2006 · 7 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.