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Joel Smith

27 Years of Experience
Atlanta, GA
Broker

Joel Smith is a registered investment advisor, based in Atlanta, GA, with 27 years of industry experience.

Location

3350 Riverwood Pkwy, Se, Suite 1900, Atlanta, GA, 30339

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Joel is the Principal/CEO and owner of Joel Smith & Associates, LLC, a registered investment advisor company. He also serves as a Director for the FBI Georgia Law Enforcement Executive Development Seminar and assists the Euharlee Police Department, dedicating minimal time and about 10-20% of his time respectively.

Employment History
Current Registrations
Chelsea Financial ServicesBroker
January 2025 - Present · 1 yr 4 mos
Chelsea Financial Services
January 2025 - Present · 1 yr 4 mos
Joel Smith & Associates, LLC
July 2006 - Present · 19 yrs 10 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
June 2006 - December 2024 · 18 yrs 6 mos
Financial Network Corporation
October 2005 - July 2006 · 9 mos
Financial Network CORP
April 2003 - October 2005 · 2 yrs 6 mos
Financial Network Investment Corporation
February 2003 - July 2006 · 3 yrs 5 mos
Financial Network Investment CorporationBroker
April 1999 - July 2006 · 7 yrs 3 mos
First Investors CorporationBroker
September 1998 - December 1998 · 3 mos
State Registrations4 states
GAMESCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.