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Shanor Hawkins

26 Years of Experience
Boston, MA
1 DisclosureBroker

Shanor Hawkins is a registered investment advisor at Santander Securities, based in Boston, MA, with 26 years of industry experience. Shanor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 10,401 clients with $2.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
153 advisors
Number of Clients
10,401 clients
Average Client Portfolio
$245K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management

Santander Securities LLC offers wrap fee advisory programs where you pay a single fee that covers investment management and other services. The annual fee is a percentage of your portfolio's value, calculated at the end of each quarter. The percentage varies depending on the program you choose and the amount you invest. The fee includes the cost of the firm's services and fees associated with the platform they use. Investment manager fees range from 0.15% to 1.00% and are in addition to the program fee. Fees may be negotiable.

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Location

75 State Street, Mail Code: MA-SST-INV3, Boston, MA, 02109

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2015
Settled
Other Business Activities

Shanor is a part owner of Wealth Hawkins Group LLC, an entity created to own real estate, and also owns multiple rental properties. These activities are not investment-related and take minimal time overall.

Employment History
Current Registrations
Santander Securities
November 2022 - Present · 3 yrs 6 mos
Santander Securities LLCBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Citizens Securities, INC.
September 2006 - October 2022 · 16 yrs 1 mo
Citizens Securities, INC.Broker
May 2002 - October 2022 · 20 yrs 5 mos
Dreyfus Investment Services Company, LLCBroker
February 2000 - May 2002 · 2 yrs 3 mos
Vanguard Marketing CorporationBroker
November 1998 - July 1999 · 8 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.