Chad Brown
Chad Brown is a registered investment advisor at Compass Planning, LLC, based in Ashland, OH, with 25 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Compass Planning does not offer investment management services directly. However, their advisors can provide asset management services through LPL Financial LLC under a separate agreement.
Location
1210 E Main St, Ashland, OH, 44805
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Chad operates under several DBAs for his LPL business, including Compass Financial Strategies and Compass College Planning. He is also an agent selling various insurance products through Compass Insurance & Financial Group, LLC and Compass Financial Strategies, dedicating a significant amount of time to insurance sales.
Employment History
Current Registrations
Compass Planning, LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Regal Investment Advisors LLC
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Allstate Financial Services, LLCBroker
Nationwide Securities, INC.Broker
The O.N. Equity Sales CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.