David Smith
David Smith is a CFA-designated registered investment advisor at Blackrock Investment Management, LLC, based in Roswell, GA, with 27 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Investment Management, Real Estate Investing. Their firm serves 10,859 clients with $680B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.65% |
| $1.0M - $3.0M | 0.60% |
| $3.0M - $10.0M | 0.45% |
| $10.0M - $25.0M | 0.40% |
| $25.0M - $50.0M | 0.30% |
| $50M+ | 0.25% |
Rates reflect general equity strategies. Fixed income strategies have separate tiered schedules starting at 0.35% down to 0.15%. Other specialized strategies have flat rates ranging from 0.10% to 0.75%.
Fee Estimator
Location
Roswell, GA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David coaches for Team Georgia Baseball Academy, a youth baseball organization, dedicating about 10-20% of his time. He also serves as an advisory board member for the Atlanta Community Food Bank, advising on community initiatives and campaigns, which takes a few hours per week.
Employment History
Current Registrations
Blackrock Investment Management, LLC
Blackrock Investments, LLC
Blackrock Investments, LLCBroker
Previous Registrations
State Street Global Markets, LLCBroker
Putnam Investment Management, LLC
Putnam Retail Management Limited PartnershipBroker
Signator Investors, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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