Francis Ross is a registered investment advisor at LPL Financial LLC, based in Lake Jackson, TX, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
207 That Way, B - 3, Lake Jackson, TX, 77566
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Francis operates Pentangle Wealth as a DBA for his LPL business, dedicating full-time hours to this endeavor.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Hartford Funds
Hartford Funds Distributors, LLCBroker
Neuberger Berman Bd LLC
Neuberger Berman Bd LLCBroker
Oppenheimerfunds Distributor, INC.Broker
Curian Capital, LLC
Curian Clearing, LLCBroker
J.P. Morgan Institutional Investments INC.Broker
Jpmorgan Distribution Services, INC.Broker
Alliancebernstein Investments, INC.Broker
Wachovia Securities, LLCBroker
Duerr Financial CorporationBroker
Fiserv Investor Services, INC.Broker
New England SecuritiesBroker
Signator Investors, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.