Lisa Gallagher
Lisa Gallagher is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Sarasota, FL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1819 Main St, Sarasota, FL, 34236
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lisa is the Director and Owner of Kelley Communications, Inc., dedicating minimal time to it while trying to sell the company. She is also a trustee for P. K. Irrevocable Trust and the Chair-Elect of The Estate Planning & Probate section of the Sarasota County Bar Association, each requiring minimal time.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Arete Wealth Management, LLCBroker
Carnes Capital CorporationBroker
State Registrations1 state
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