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Elizabeth Rogers

26 Years of Experience
Hickory, NC
Broker

Elizabeth Rogers is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Hickory, NC, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1887 North Center Street, Hickory, NC, 28601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Elizabeth is an owner/partner of Renaissance Financial Partners of North Carolina, LLC since 2013. She dedicates minimal time to this support company.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2015 - Present · 10 yrs 11 mos
Raymond James Financial Services, INC.Broker
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
Capital Investment Advisory Services, LLC
July 2009 - June 2015 · 5 yrs 11 mos
Capital Investment Group, INC.Broker
July 2009 - June 2015 · 5 yrs 11 mos
Wells Fargo Advisors, LLCBroker
January 2008 - July 2009 · 1 yr 6 mos
Wells Fargo Advisors, LLC
January 2008 - July 2009 · 1 yr 6 mos
A. G. Edwards & Sons, INC.
May 2006 - January 2008 · 1 yr 8 mos
A. G. Edwards & Sons, INC.Broker
September 2000 - January 2008 · 7 yrs 4 mos
Van Kampen Funds INC.Broker
June 1999 - September 2000 · 1 yr 3 mos
State Registrations24 states
AZCOCTFLGAHIIAIDILINMAMDMONCNMNYOHSCTXUTVAWAWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.