Dennis Sherman is a registered investment advisor, based in Great Bend, KS, with 27 years of industry experience.
Location
2215 Broadway Avenue, Great Bend, KS, 67530
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dennis uses the DBA Sherman Financial, LLC for his securities business and owns the entity. He also serves on the board of Barton Community College Foundation and The People of The Book, Inc, and owns rental real estate. Running Sherman Financial takes nearly full-time hours.
Employment History
Current Registrations
Ifp Securities, LLCBroker
Independent Financial Partners
Previous Registrations
LPL Financial LLCBroker
Sterne Agee Investment Advisors, INC.
Sterne Agee Financial Services, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.