Marianne Carter is a ChFC-designated registered investment advisor, based in Fort Worth, TX, with 27 years of industry experience.
Location
1415 Ballinger Street, Fort Worth, TX, 76102
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Marianne is the President of the Chadwick Shores Homeowners Association, overseeing board members. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Sanctuary Advisors, LLC
January 2024 - Present · 2 yrs 4 mos
Sanctuary Securities, INC.
January 2024 - Present · 2 yrs 4 mos
Sanctuary Securities, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Securities America, INC.Broker
November 2017 - January 2024 · 6 yrs 2 mos
Securities America Advisors, INC.
November 2017 - January 2024 · 6 yrs 2 mos
National Planning Corporation ("npc of America" in Fl & Ny)
February 2011 - November 2017 · 6 yrs 9 mos
National Planning CorporationBroker
October 2007 - November 2017 · 10 yrs 1 mo
Capital Analysts, IncorporatedBroker
June 2003 - October 2007 · 4 yrs 4 mos
Fsc Securities CorporationBroker
June 1999 - June 2003 · 4 yrs
Pruco Securities CorporationBroker
October 1998 - June 1999 · 8 mos
State Registrations11 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.