James Smith is a registered investment advisor at Trillium Wealth LLC, based in Monroe, LA, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Investment Management, Retirement Planning. Their firm serves 629 clients with $540M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Fees range up to a maximum annualized fee of 1.75% of assets under management. Alternatively, clients may negotiate a fixed annual fee ranging between $5,000 and $100,000. Fees are negotiable based on account size, asset types, complexity, and other factors.
Fee Estimator
Location
1900 N. 18th Street, Suite 804, Monroe, LA, 71201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James operates under several DBAs, including Smith Wealth Management Group and Goss Advisors, offering investment advisory services. He dedicates full-time hours to these investment-related activities through NewEdge Advisors, LLC.
Employment History
Current Registrations
Trillium Wealth LLC
Previous Registrations
Cwm, LLC
LPL Financial LLCBroker
Newedge Advisors
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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