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Thomas Rennegarbe

26 Years of Experience
Villa Hills, KY
Broker

Thomas Rennegarbe is a registered investment advisor at LPL Financial LLC, based in Villa Hills, KY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Villa Hills, KY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
September 2021 - Present · 4 yrs 8 mos
LPL Financial LLCBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Fifth Third Securities, INC.
August 2013 - September 2021 · 8 yrs 1 mo
Fifth Third Securities, INC.Broker
August 2013 - September 2021 · 8 yrs 1 mo
The O.N. Equity Sales CompanyBroker
February 2002 - August 2013 · 11 yrs 6 mos
TD Waterhouse Investor Services, INC.Broker
May 1999 - August 2001 · 2 yrs 3 mos
Dean Witter Reynolds INC.Broker
October 1998 - May 1999 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Rennegarbe - Financial Advisor | TrueAdvisor