SM
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Scott Miller

27 Years of Experience
Bloomington, IL
1 DisclosureBroker

Scott Miller is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Bloomington, IL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

2205 E Empire St, Bloomington, IL, 61704

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2015
Denied
Other Business Activities

Scott is an advisory board member for the Chicagoland Chapter of the Hutchinson Bell, a booster club for Florida College, since 2019. He dedicates minimal time to this non-profit charitable organization.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1999 - Present · 26 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 1999 - Present · 26 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1999 - Present · 26 yrs 11 mos
Previous Registrations
Princor Financial Services CorporationBroker
December 1998 - June 1999 · 6 mos
State Registrations24 states
ALARAZCACOFLGAIAILINKSKYMAMOMSNCNJNYOHSCSDTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.