MS
CFP
MS
CFP

Michael Scroggins

27 Years of Experience
New Lenox, IL
BrokerSells Insurance

Michael Scroggins is a CFP-designated registered investment advisor, based in New Lenox, IL, with 27 years of industry experience.

Location

100 Batson Ct, Suite 102, New Lenox, IL, 60451

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael operates Wealth Enhancement Group as a DBA for his LPL business and is a notary in Florida. He also owns multiple real estate rental properties and is involved in Scroggins Financial Services, which offers non-variable insurance, tax preparation, and accounting services, dedicating minimal time to the latter. Michael also has business entities for tax/investment purposes.

Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
November 2022 - Present · 3 yrs 6 mos
Wealth Enhancement Advisory Services, LLC
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
LPL Financial LLCBroker
October 2022 - June 2025 · 2 yrs 8 mos
Raymond James Financial Services Advisors, INC
January 2009 - October 2022 · 13 yrs 9 mos
Raymond James Financial Services
April 2003 - January 2009 · 5 yrs 9 mos
Raymond James Financial Services, INC.Broker
April 2003 - October 2022 · 19 yrs 6 mos
Waddell & Reed, INC.
November 1998 - April 2003 · 4 yrs 5 mos
Waddell & Reed, INC.Broker
October 1998 - April 2003 · 4 yrs 6 mos
State Registrations40 states
AKALARAZCACOCTDCFLGAIAILINKSKYMAMDMEMIMNMOMSMTNCNENJNMNYOHOKORPASCSDTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Scroggins - Financial Advisor | TrueAdvisor