Diane Herrington
Diane Herrington is a registered investment advisor at Cetera Investment Advisers LLC, based in Lakeland, FL, with 27 years of industry experience. Diane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Lakeland, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Diane owns Herrington Financial Corp, a tax and accounting business, dedicating about 10-20% of her time to tax preparation, accounting, and tax planning. She is also a non-voting board member for Kids Need Both, Inc. and works as a pianist at weddings and receptions, spending about 10-20% of her time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Hochman & Baker Securities, INC.Broker
State Registrations2 states
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