Brian Wong
Brian Wong is a CFP, ChFC-designated registered investment advisor at Private Advisor Group, LLC, based in San Carlos, CA, with 27 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.
Fee Estimator
Location
1150 White Oak Way, San Carlos, CA, 94070
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2011Other Business ActivitiesSells Insurance
Brian is affiliated with Mariner Independent Advisor Network, LLC as an investment advisor representative, dedicating nearly full-time hours to this role. He also engages in non-variable insurance sales with CRUMP and Associates of Clifton Park, and owns multiple real estate rental properties, spending minimal time on each.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Mariner Advisor Network
Waddell & Reed
Waddell & ReedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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