Brian Plunkett
Brian Plunkett is a CFP-designated registered investment advisor at Semper Financial, based in Southern Pines, NC, with 4 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 64 clients with $37M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.00% |
| $100K - $250K | 0.90% |
| $250K - $500K | 0.80% |
| $500K - $1.0M | 0.70% |
| $1M+ | 0.70% |
Fees over $1 million are negotiable.
Fee Estimator
Location
Southern Pines, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian owns Brian Plunkett, Inc. CPA, a tax and accounting business, dedicating nearly full-time hours to it. He is also an independent insurance agent selling term and long-term care insurance products, spending minimal time on this activity.
Employment History
Current Registrations
Semper Financial
State Registrations1 state
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