James Stone is a CFP-designated registered investment advisor at LPL Financial LLC, based in Mccomb, MS, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
120 Commerce St, Mccomb, MS, 39648
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James operates Legacy Investments and Financial Planning, LLC as a DBA for his LPL business, dedicating most of his time to it. He is also an agent for life insurance, disability, and long-term care insurance and co-owns rental real estate.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Advisors LLC
Cetera Advisors LLCBroker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Prudential Financial Planning Services
Pruco Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.