AW
AW

Allen Weingarten

26 Years of Experience
Deerfield, IL
Broker

Allen Weingarten is a registered investment advisor, based in Deerfield, IL, with 26 years of industry experience.

Location

Deerfield, IL

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Allen is a member of RHR Wealth Management, LLC, providing investment advisory services for a few hours per week. He is also an accountant/shareholder at Rockoff, Harlan, Rasof, LTD, dedicating nearly full-time hours, and a CPA at Kutchins, Robbin, Diamond, LTD, dedicating about a quarter of his time during trading hours. Allen is also a member of 3818 Oakton Bldg LLC, spending minimal time on this activity.

Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
January 2012 - Present · 14 yrs 8 mos
Cetera Investment Advisers LLC
December 2009 - Present · 16 yrs 9 mos
Previous Registrations
Rhr Wealth Management, LLC
January 2005 - November 2010 · 5 yrs 10 mos
AXA Advisors, LLCBroker
December 1998 - February 2004 · 5 yrs 2 mos
The Equitable Life Assurance Society of the United StatesBroker
December 1998 - January 2000 · 1 yr 1 mo
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.