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Victor Sebastian

27 Years of Experience
Franklin, TN
BrokerSells Insurance

Victor Sebastian is a registered investment advisor at LPL Financial LLC, based in Franklin, TN, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

4044 Fernshaw Ln, Franklin, TN, 37064

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Victor operates his LPL business through Sebastian Financial Services, Inc. He also sells life insurance and fixed annuities, dedicating a few hours per week to this activity.

Employment History
Current Registrations
LPL Financial LLC
December 2022 - Present · 3 yrs 9 mos
LPL Financial LLCBroker
December 2022 - Present · 3 yrs 9 mos
Previous Registrations
Woodbury Financial Services, INC.
September 2008 - December 2022 · 14 yrs 3 mos
Woodbury Financial Services, INC.Broker
August 2008 - December 2022 · 14 yrs 4 mos
American General Securities Incorporated
March 2004 - August 2008 · 4 yrs 5 mos
American General Securities IncorporatedBroker
March 2004 - August 2008 · 4 yrs 5 mos
Walnut Street Advisers INC
February 2002 - March 2004 · 2 yrs 1 mo
Walnut Street Securities, INC.Broker
December 2001 - March 2004 · 2 yrs 3 mos
Proequities, INC.Broker
October 1999 - December 2001 · 2 yrs 2 mos
Jefferson Pilot Securities CorporationBroker
February 1999 - November 1999 · 9 mos
Capital Brokerage CorporationBroker
January 1999 - February 1999 · 1 mo
State Registrations44 states
AKALARAZCACOCTDCFLGAIAIDILINKSKYLAMAMDMIMNMOMSMTNCNHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.