JC
CFP
JC
CFP
James Colley is a CFP-designated registered investment advisor at James A. Colley, INC., based in Lake Placid, FL, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 24 clients with $29M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
24 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$28.8M
Fee Structure
Planning is included in investment management (also available separately)
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.75% |
| $1.0M - $3.0M | 0.50% |
| $3M+ | 0.50% |
Fees negotiable for accounts over $3,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
505 W. Interlake Blvd., Lake Placid, FL, 33852
Get directionsHistory
Regulatory History (1)
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Regulatory
May 2018Final
Employment History
Current Registrations
James A. Colley, INC.
May 2002 - Present · 24 yrs
Previous Registrations
D/b/a:colley Financial Services
May 2002 - December 2008 · 6 yrs 7 mos
Investacorp, INC.Broker
November 2000 - May 2002 · 1 yr 6 mos
H.D. Vest Investment Securities, INC.Broker
December 1998 - November 2000 · 1 yr 11 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.