CW
CW

Christopher Williams

27 Years of Experience
Clinton, MA
BrokerSells Insurance

Christopher Williams is a registered investment advisor at Cetera Investment Advisers LLC, based in Clinton, MA, with 27 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1015 Main Street, Clinton, MA, 01510

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Christopher operates under the DBA Williams Financial Group and is an agent for Fixed Insurance, dedicating a few hours per week to the latter. He also serves as a registered representative and director for Clinton Savings Bank, spending nearly full-time hours per week in the registered representative role and minimal time as a director, is a member of RTPC, LLC (an office building), a member of the Rotary Club of Clinton, and a volunteer ice hockey coach at Assabet Valley High School.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
Cetera Advisors LLC
October 2016 - March 2024 · 7 yrs 5 mos
Investors Capital Advisory
December 2006 - October 2016 · 9 yrs 10 mos
Investors Capital CORP.Broker
November 2006 - October 2016 · 9 yrs 11 mos
Financial Network Investment Corporation
March 2005 - December 2006 · 1 yr 9 mos
Financial Network Investment CorporationBroker
June 1999 - December 2006 · 7 yrs 6 mos
National Planning CorporationBroker
October 1998 - May 1999 · 7 mos
State Registrations23 states
ALAZCACTFLGAILKYMAMEMONCNHNYPARISCSDTNTXVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.