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Tyler Ricottilli

27 Years of Experience
Victoria, TX
1 DisclosureBroker

Tyler Ricottilli is a registered investment advisor at Cetera Investment Advisers LLC, based in Victoria, TX, with 27 years of industry experience. Tyler operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

5606 N Navarro Ste 200X, Victoria, TX, 77904

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History

Regulatory History (1)
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Customer Dispute
April 2008
Closed-No Action
Other Business Activities

Tyler is the President/CEO of Border Swabbing Inc, an oil and gas company, dedicating minimal time to this role. Tyler also owns Texas Wealth & Capital Management, a financial services firm, where he works as a financial advisor full-time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
September 2019 - March 2024 · 4 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - October 2019 · 11 yrs 9 mos
Wells Fargo Clearing Services, LLC
January 2008 - October 2019 · 11 yrs 9 mos
A. G. Edwards & Sons, INC.
November 2002 - January 2008 · 5 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
November 1999 - January 2008 · 8 yrs 2 mos
First Union Securities, INC.Broker
January 1999 - December 1999 · 11 mos
State Registrations3 states
AZTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.