CB
CFP
CB
CFP
Catherine Bradford is a CFP-designated registered investment advisor, based in Walnut Creek, CA, with 27 years of industry experience.
Location
1600 South Main Street, Suite 315, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2024Settled
Other Business Activities
Catherine is an instructor at U.C. Berkeley Extension, teaching certified financial planning courses. She also serves as power of attorney for her mother, Barbara Wogsland, dedicating minimal time to this.
Employment History
Current Registrations
Cetera Investment Services LLC
November 2020 - Present · 5 yrs 10 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 10 mos
Cetera Investment Services LLCBroker
November 2020 - Present · 5 yrs 10 mos
Previous Registrations
Advice and Planning Services
September 2015 - November 2020 · 5 yrs 2 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
September 2015 - November 2020 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 1999 - September 2015 · 16 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1999 - September 2015 · 16 yrs 8 mos
State Registrations4 states
AZCANYRI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.