John Dawson is a registered investment advisor at LPL Financial LLC, based in Kitty Hawk, NC, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4709 N Croatan Hwy #2B, Kitty Hawk, NC, 27949-8912
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John operates Seagate Wealth Management and Seagate Advisors as DBAs for his LPL business, dedicating nearly full-time hours. He also owns Emerald Ballast Properties, LLC, a real estate rental business, and spends a few hours per week on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Edward JonesBroker
State Registrations11 states
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