DC
DC
Dariusz Caputa
21 Years of Experience
Des Plaines, IL
1 DisclosureBroker
Dariusz Caputa is a registered investment advisor at Cetera Investment Advisers LLC, based in Des Plaines, IL, with 21 years of industry experience. Dariusz operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2454 E Dempster St, Ste 150, Des Plaines, IL, 60016
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Regulatory History (1)
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Criminal
September 1992Final Disposition
Other Business Activities
Dariusz is the president of Caputa & Associates, LTD, a CPA/tax practice and DBA name for his investment practice. He spends nearly full-time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2006 - Present · 20 yrs
Cetera Financial Specialists LLCBroker
August 2004 - Present · 22 yrs 1 mo
State Registrations6 states
CACOCTFLILIN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.