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Dariusz Caputa

Cetera Investment Advisers LLC
22 Years of Experience
Des Plaines, IL
1 DisclosureBroker
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Dariusz Caputa is a registered investment advisor at Cetera Investment Advisers LLC, based in Des Plaines, IL, with 22 years of industry experience. Dariusz is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

2454 E Dempster St, Ste 150, Des Plaines, IL, 60016

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History

Regulatory History (1)
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Criminal
September 1992
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dariusz is the president of Caputa & Associates, LTD, a CPA/tax practice and DBA name for his investment practice. He spends nearly full-time on this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2006 - Present · 20 yrs 1 mo
Cetera Financial Specialists LLCBroker
August 2004 - Present · 22 yrs 2 mos
State Registrations6 states
CACOCTFLILIN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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