David Upole
David Upole is a registered investment advisor at Cetera Investment Advisers LLC, based in Cumberland, MD, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
115 West Harrison Street, Cumberland, MD, 21502
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David works as a trust officer for First United Trust and Investments, where he helps develop financial plans and determine asset allocation.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
M&t Securities, INC.
M&t Securities, INC.Broker
M&t Securities, INC.
M&t Securities, INC.Broker
The Huntington Investment CompanyBroker
Primevest Financial Services, INC.Broker
State Registrations6 states
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