James Parker
James Parker is a registered investment advisor at Fremont Financial Advisors INC., based in Riverton, WY, with 10 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 41 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fremont Financial Advisors (FFA) does not directly manage client investments but instead connects clients with three different money management platforms. Fees vary depending on the platform chosen:
- Milwaukee Institutional Asset Management (MIAM): Total annual fee ranges from 1.35% to 0.85% of your portfolio, split between MIAM and FFA.
- Betterment: FFA charges a fee based on your account size, ranging from 1.25% to 0.65% annually, plus Betterment's 0.25% wrap fee. Accounts over $2 million are negotiable.
- Victoria Capital Management (VCM): Total annual fee is 1.00% of your portfolio, split between VCM and FFA. Fees are negotiable for accounts above $5 million.
Location
2220 Riverview Road, Riverton, WY, 82501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James owns Fremont Financial Inc. where he sells health, life, and annuities, dedicating about a quarter of his time. He also owns Wyoming Benefits, Inc. focusing on group voluntary products (about 10-20% of his time), and Sun Realty Inc. as a real estate broker (about a quarter of his time); he is also an investment advisor representative at Fremont Financial Advisors, Inc. (less than half his time).
Employment History
Current Registrations
Fremont Financial Advisors INC.
Previous Registrations
Fremont Financial Advisors INC.
Planmember Securities Corporation
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.